Benjamen Toth well
Director of RIA Compliance
Our advisory compliance superstar, Ben is the perfect go-to person when you are faced with a complicated regulatory question. A graduate of San Diego State University, Ben obtained his BS in business administration, majoring in Financial Services. He started in production and quickly moved to compliance where he felt comfortable and at home. He even produced and co-hosted an Inside Business Radio Show, showing off his array of industry knowledge.
When Ben is not mastering data, he masters the guitar. He was even the lead guitarist in a rock band for several years. Since his childhood, he competed in martial arts, surfing and motocross. Today, he is mostly a husband and father who enjoys creating, building, and engineering things.
Series 7, 24, 66, SIE